Strategic siting

The first rule for defending against siege tactics was to choose a sophisticated building site.

Miners dug tunnels under castle walls and then lit fires in the tunnels so that the intense heat weakened the wall’s foundation. If the wall didn’t tumble down on its own, it was more vulnerable to a battering ram. The ram was one of several key siege “engines,” or machines. It was a strong frame built of lumber with a huge tree trunk suspended by many chains. The end of the ram was capped in iron. Each time they pulled the ram back and then let it swing forward, it brought great force against the wall or gate before it. The best way to defend against this type of attack was to make it impossible.

Cliffs were best. It was much harder for miners to dig through solid rock, and cliffs with castle walls rising above them made the walls effectively twice as high and out of reach. Water was also good, including the seashore or the bank or a river or lake. (Water had the sanitation advantage of helping carry off latrine waste.) When a castle site could be located with a cliff on one side, and water on another, the engineered defenses could be concentrated on the remaining sides.

Europe’s geography is significantly different from Asia’s in that everything is smaller and closer together. There’s more of everything. There are more rivers, more lakes, more seashores, and more small mountain ranges. The geography of Egypt, for example, meant that survival depended on large-scale human cooperation to harness one single large river. In Europe, there were many rivers, so each regional group of people could choose how best to harness it. Similarly, Europe was soon covered with castles perched on lakes, rivers or cliffs. Ideally, a cliff was near a river, so that they could dig channels and create an artificial river, the moat, where they needed some defensive help.

Richard the Lion-hearted, a Crusader king who spent less than a year total in England, built castles all over France. Now ruined, Chateau Gaillard was one of the earliest of the new design. The keep was placed on the edge of a precipice overlooking the Seine River. In the new castle design, it was acceptable to make the keep less residential and more engineered. Residential comfort couldn’t be considered when defense was so serious, so they built a house nearby and figured that the resident family only needed to live in the keep as an emergency fall-back.

As usual, the only door into the keep was well off the ground. It had a curtain wall around it, containing the Inner Bailey. Other residential structures were also inside the Inner Bailey. The builders dug a well, too, which must have been a great deal of work considering that they were on a rocky hill.

To get into the Inner Bailey, an invader had to conquer the wall around the Middle Bailey, which contained stables and guard towers (and, probably, weapons workshops). The hillside sloped down through these areas, so that much of the Middle Bailey was on the river plain. To get to the Middle Bailey wall, the invader had to cross water on all sides; the Seine had been channeled into moats. There was only one gate into the Middle Bailey, and it was heavily guarded by a gatehouse. A wooden bridge took the invader (or so he hoped) across the moat, unless of course it had been burnt.

On the other side of the moat, there was the Outer Bailey, a separate fortress. It had its own gatehouse, and there was a moat around it, too. And another wooden bridge. Facing the most likely, easiest approach, the Outer Bailey wall had been designed with a very thick point, like the prow of a ship, with a tall tower. This tower, like other towers in the castle, had machicolations: holes in the floor structures at the top, so that unpleasant things could be dropped on anyone attempting to use a battering ram.

The castle, for all its nouveau design, didn’t last long in English hands. Siege warfare was never about conquering the invading army from within; it was about resisting defeat long enough for an ally to counter-attack. Castles were usually staffed by barons, dukes, and princes who had liege lords, in this case the king of England or France. Richard’s younger brother John was a notoriously poor king, and he failed to assist Roger de Lacy, the castellan, in time. King Philip of France was able to fill in the moat in places, and construct floating bridges in others, so that he could attack the Middle Bailey.

The next attack used Greek fire, the explosive weapon of the Near East. A lone swimmer was able to attach pottery canisters of Greek fire mix to the Middle Bailey walls. The attack on the Inner Bailey and keep used large siege engines mounted on leveled-off hills. Trebuchets flung rocks at the inner walls. In the last assault, after more time had gone by, the French attackers climbed up a latrine chute into the chapel.

This battle was one of the early uses of modern warfare in Europe itself. For the next 200 years, the Norman kings of England would battle the kings of France to hold their continental territories. Both sides built castles, besieged them, took them, and rebuilt them, using them against their original engineers. Each time a new castle went up, it took into account the methods that had beaten the last one.

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“Modern” warfare

The century of the First Crusade was, to its time, like the first World War to ours. To put it another way, Northern Europe was a “developing nation” while the Near East was modern. The history of medieval Europe is best seen as the story of how a barbaric nation that lived in forests was able to preserve and adapt the best of its values while contact (usually in war) with the East forced it to modernize. What Persia, Constantinople and Baghdad never saw coming was that there would be something in the barbarians’ values that, when combined with machinery and culture, would soon change the game entirely.

When the Franks fought off the invading Saracens at Tours in 732 AD, it was the kind of battle they had been fighting for a long time. True, the invaders were on horses and had slightly different weapons. But the battle was on land, in a forest, and victory depended on slugging it out with axes and spears. The Frankish army’s shield wall, its tried and true war method, held. The invaders had no technology that made the shield wall ineffective.

The First Crusade brought these same methods into a region where war was about Greek fire, siege engines, and massive structures built by slave armies. To defend Constantinople and take Jerusalem, the knights had to figure out how to fight this kind of war. Of course, they learned; they hired experts, tried out experiments, and learned how to win sieges. But the experience was like the first time horse-mounted cavalry went up against tanks.

They were trained in a personal warfare method that inevitably meant champions fighting hand to hand in the middle of a battle, with arrows flying. The new warfare was about stalemate, starvation, and sanitation; it was about hauling huge timbers from distant places and coordinating large teams to operate trebuchets. It meant hiring miners to dig tunnels. Modern warfare was about engineering.

The men who came back from the Near East looked at their Norman castles with very different eyes. Until now, warfare in Europe had all been the Frankish sort. The Norman Conquest, only a generation before the First Crusade, was fought by hand in a day in a field. Those same fighters’ sons looked warily at each other and realized that if someone tried to conquer regionally, it would be with the new warfare. And none of the castles built before 1150 were prepared for it. They were all meant to keep out armies with axes and spears; nobody had used siege engines on these walls.

Castles changed in the late 1100s. Building plans after 1190 were all about siege engines and mining. They didn’t actually get into hardcore war with each other for a while, so they only experienced engineering wars in Palestine and Turkey. But they planned for it, which made it inevitable. Everything about castle design had to be different.

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Hall life

When you look at these early 12th century square (or rounded-off) keeps with modern eyes, you find it hard to believe that it could serve as a family’s home. Most of the space was used for storage, since the keep was designed as a siege refuge. And the rest of the space was devoted to two big rooms: the hall and the chapel. Where did they live?

The answer lies back in Beowulf’s time, when a typical Germanic tribal settlement consisted of one large (barn-like) wooden hall and a number of cottages around it. In order to survive, a tribe needed a central ruler and his council, the ones who would make high-stakes fight/flight decisions. They had to be men, since that’s who hefted the spears, although women were a significant part of hall defense, in addition to doing all of the support work and bearing the next generation. Germanic communities never treated women in a demeaning way; for their time, they were noted for feminism. But the king and his council, and his closest band of warriors, needed to live and think as a family.

So the king was expected to maintain a hall large enough to be his own family’s home and also meeting space and communal living for as many men as possible. In peacetime, many of them split their time between the hall and their family’s cottage. When they stayed over in the hall, they didn’t expect a guest room. The king and his wife had a private chamber, usually right behind his chair (no need to call it a throne, it was the only chair in the room). Their children slept with them or in small anterooms with servants.

Everyone else slept in the hall, wherever they wanted to bunk down. In Beowulf, there’s a line where the servants open chests along the walls and get out pillows and blankets. The benches and cleaner sections of floor became beds for the resident guard troop (and in that case, the visiting Geats).

That had been the standard for centuries, so it was natural for them to design castles around one large hall. The baron still had a private chamber, still usually right behind his official chair, sometimes merely curtained off, sometimes with a separate room. In larger keeps, there were big upper rooms where we should imagine a large number of people sleeping on the floor or on straw mats. But in smaller, simpler designs, the knights who stayed over at the keep just slept in the hall. They were usually unmarried, so had no family home. Servants lived outside in the village or slept in the kitchen or storage rooms. Nobody expected privacy, and nobody got it. (If privacy mattered oh so much to someone of this time, the monastic life was always an option.)

It also felt perfectly natural to castle-designers to take some of that precious floor space and devote it to a chapel. All other group meetings, from holiday drama to court proceedings, took place in the hall. In some ways, the barrier between civilized men and barbarians was to devote some space to purely spiritual times. Life was hand-to-mouth otherwise, and it was often violent. The difference between men and animals was that men cared enough about their invisible souls to set aside a symbolic space where nothing else could be done, only meditation, song and rituals for the soul.

Chapels were smaller than halls, but they were sometimes more grandly decorated. Both rooms were the beneficiaries of each new improvement in architectural methods: they were the first to get vaulted ceilings, glass windows and chimneys.

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Early post-Crusade towers

The Crusades sponsored a constant flow of people between northern Europe and the Middle East. By 1150, the keeps and towers built in Europe were influenced by what knights and masons had seen in the Levant.

Byzantine towers, like the Black Tower of the Bosporus, were generally round. Byzantium had been involved in serious imperial wars for many centuries, and they knew the importance of a round wall. Round towers don’t provide corners to hide behind; they have good visibility from the top to everywhere. Square corners, by contrast, not only provide some defensive wall, but also create vulnerable places where sappers can dig under the corner and collapse it with fire. Even before gunpowder gave Europe real explosives, they were good at weakening stone buildings with extremely hot fires fueled by extra fat. (At least one castle was sapped with freshly-killed pigs placed into the tunnel next to the wood.) Round towers presented no obvious places to dig.

But round towers were much harder to plan as family residences. Byzantium built them only as forts and prisons; European lords intended to live there with wives and children. Square rooms are much easier to build, decorate and live in. You can put square rooms into a round tower, but it’s not easy, and it weakens the wall.

The Tour César in Provins, northern France, is a good example of how Europeans started to modify square keeps. It’s built on an octagonal base, so it wasn’t quite round, but neither was it presenting square corners. Where corners would have been, the flat octagonal walls had round towers. Round corner towers were often added to square buildings this way, since round towers were easy to design, always good for winding staircases.

They still built entrances well off the ground. Tour César now has a ground entrance, but in its day, it was reached 20 feet up by a wooden drawbridge. Additionally, it was built on a mound like earlier towers. Inside, it had two stories, both devoted to large vaulted halls. The upper one held dinners and feasts and was lit with a skylight, the lower was used for storage and other business. A side passage led to a nearby stair that ran down to a well. The whole keep was surrounded by a stone wall, called the curtain.

Other mid-12th century keeps were rounded off on all four corners so that all the outer walls were round, but inside the plan was still basically a square. When defense mattered more than livability, increasingly they went over to round towers. By 1200, most new towers were basically round.

During this time, the outer wall, the bailey, hadn’t changed much. A tower keep might have an inner wall, the curtain. This was the beginning of making it all more complicated. It was in the following centuries that things really got going.

 

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The Black Tower of Constantinople

When the Norman, French and German Crusaders began to explore the existing fortifications in the Middle East, they found things they had never seen before. The Byzantine Empire had built forts that the Saracens now held. Although they were not residential castles of the type the Normans were now creating, their construction methods gave the Normans many new ideas once they had made themselves masters of these strongholds. Let’s look at one by way of example: what were Byzantine masons able to build in that period?

The Black Tower is in one of the forts facing the Bosporus Strait. Rumeli Hissar is on the European side, Anadoli Hissar on the Asian side. The Black Tower, part of Rumeli Hissar, was built around 1100. It is completely round but designed with Byzantine complexity. Its key feature was its “oubliette,” a genuine dungeon in which prisoners could be forgotten.

EDIT, 11/2024: I think Rumeli Hissar was not originally Byzantine, but Anadolu Hissar may have been. The following information may actually describe a tower built much later.

The Black Tower’s main door was on the ground floor, unlike the Norman keeps with their second-story doors. The ground floor, like upper floors, had a central round room. It was much smaller than the outer size of the tower, because the tower’s walls were so thick. On the first floor, and on some of the upper floors, the round room had square room extensions, probably curtained, in which private business could be handled. They got a little bit of daylight, by means of a long window shaft through the thick stone. Latrine chutes were built into the walls in a few places, and upper floors had fireplaces with simple chimneys.

One spiral stair connected all of the floors. At the sixth level above ground, there was a “secret” doorway. It led into a deep hole built into the thick wall, which extended down to the next floor level. When a prisoner was pushed into the doorway, he fell thirteen feet to the bottom of a completely dark hole. The oubliette wasn’t the only dark room, it was simply the worst. The Tower always functioned as a prison as well as a fort, so many of the lower rooms had no windows. (Note: History of Fortification from 3000 BC to 1700 AD points out that it’s not always clear what structures like this were for. The oubliette could also have been a reservoir for water storage.)

The Black Tower’s ground floor entrance could be protected from high above, because another set of shafts were built into the wall here. They allowed soldiers on the upper floor to drop boiling oil or rocks onto attackers. Machicolations, as these holes became known, were eventually built into all serious castles in Europe, but these were probably the first such that the Crusaders had ever seen.

Byzantine masonry skill was far beyond anything the Northern Europeans had dreamed of yet. Their builders did not have the skill to plan a tower with so many shafts of different sizes and angles. We can imagine that it wasn’t long until the Crusader kingdoms were hiring Byzantine masons if at all possible. Masons who traveled along to help build walls were able to learn a great deal.

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Castles in the Holy Land

Although Normans began to build castles in order to hold onto their English land–and then later to fight off their French cousins from seizing their Norman land–castles didn’t really come into their own until the Normans became the backbone of the First Crusade.

Although people from all over Europe joined the Crusade, Normans and Franks were a disproportionately large fraction. Their abundance of knightly sons to send on Crusade may be due to inheritance reforms that prevented landowners from splitting their estates up. It was better for the king if the oldest son inherited a huge estate to support the military horse breeding and training program. But this left out a lot of younger sons who had spent their lives training for war and had nothing to inherit.

The Holy Land had been a battlefield for centuries already. The Byzantine Empire had fortified the towns against Persian attack, only to have them fall to the much smaller Arab armies in the wake of a 6th century plague. Arabs had copied Byzantine structures to improve on fortifications, and additionally some of the most ancient fortified walls in the world were in this region. So once the castle-builders were able to conquer Middle Eastern cities, they could study foreign building methods.

Next, in order to hold their new cities, they built their own forts and castles all over Palestine and Syria. They wanted to innovate as well as copy, in order to find new things that the enemy would not know how to overcome. The First Crusade was able to seize a lot of trading wealth in the region, so in the early years, money was no barrier.

Crusader castles were built all of stone (instead of the stone and lumber methods of Northern Europe), partly because there was so little timber in the dry Near East. They designed around the concept of concentric rings with towers to look out over the land, instead of the early Norman “motte” that often sat on an artificial hill. The concept of defense had not changed: keep the besiegers at bay long enough for outside help to arrive. But the ways to delay their attackers became many and varied. (next: a typical Crusader castle)

 

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The White Tower of London

One of the first citadels William the Conqueror built was, of course, in his new capital city. He was far from secure there; he needed to project power to the craftsmen who populated and controlled the city. Indeed, the City of London always acted like its own polity for centuries to come. Winning its approval—or glaring it into silence—was key for any king.

The Tower of London began as a wooden motte and bailey next to the Thames River. The site was pre-selected: it was an old Roman fortress, sited to control the river and use it for defense. To the west, there was still a Roman wall; to the south, the river. The bailey needed only two sides walled, which left plenty of timber to build the biggest donjon of them all.

So important was the Tower of London that during his later years, he started converting it to stone. The stone was shipped from Caen in Normandy, perhaps for security reasons, perhaps because they had found no native English stones that were as tough.

The motte would have been leveled, no longer needed, and a great foundation was dug. This donjon would have four floors including a true basement. Because the site was a shoreline sloping to the river, part of the basement—toward the river—was above ground.

The tower has been rebuilt since then, but it appears to have preserved the floor plan. The construction focus was on defensive features like thick walls, not comfort. Each floor has basically three rooms with stone walls: the smaller arched area that was the Chapel of St. John, and two other large rooms. There may have been wooden walls to subdivide the rooms.

The Chapel of St. John took up two floors, since it had a high ceiling with windows at the higher (safer for windows) level. Its roof was supported by pillars. The area below it would have been a crypt, but I don’t think we have records of anyone being buried there. The church with famous execution burials was a latter addition in the Inner Ward.

The Tower’s chief purpose was to be the King’s personal residence when he was in London. The top floor (where windows were safe) held his personal chambers in addition to a large Council Room. The same large space one floor down was a feast hall, and the King’s room one floor down was his public court. The floors had spiral stairs in their turret towers, so the King could move easily from his court to his private rooms.

When the keep was reconstructed in stone, they tore down the palisade walls of the bailey and rebuilt them, too. For the war technology of the English countryside, the castle was impregnable. It was also heavily guarded; it served not only as the King’s residence but also as the tax collection point for the rebellious city.

Many of the features of today’s Tower are newer, including the white facing stone that gives it the name “White Tower,” and the minaret-like turret roofs. Kings stopped living there by preference a few generations after the Conquest, but continued to use it as a secure home for centuries.

The White Tower’s floor plan is explained here.

 

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Life in an early tower castle

Early castles were designed to withstand short sieges, with the understanding that help from a more powerful overlord would be on its way. They were not designed to handle the type of physical assaults that later castles suffered. In this period, they were all basically designed as motte-and-bailey layouts, but some had leveled off the motte, replaced by a stone keep. The bailey was still an integral part of the defense.

An attack on this kind of castle began with the attempt to break through the outer wall. This wall was far enough from the keep itself that fighting at the wall did not directly threaten life inside the keep. Where the bailey wall came near to the keep, there were usually natural features like cliffs or rivers to make it harder to attack at that place.

Although the main farmland was outside the bailey, the large area (possibly several acres) enclosed by the wall had enough garden and stabling land that people could get by for a period of time. In a siege, many of the farmers outside the bailey would bring their produce in a wagon and camp inside the bailey yard with their families, assuming they had warning of the attack. The bailey housed many horses as well as food-producing farm animals. Doubtless, it also had a number of wooden outbuildings, workshops and cottages, that could be destroyed if sieges broke through.

If it looked like the siege was going to break through the walls, storage and people moved into the cramped tower keep. It was often designed with no ground-floor entrance, which must have made it difficult to haul in large casks or sacks. A wooden stair ran up the side of the keep to a door opening on the second floor. Below this level, there were no windows or doors. When a siege moved inside the bailey walls, the wooden stair was set on fire so that nobody could go in or out.

There were windows at the second-floor level, but they tended to be few, narrow and designed for defense. The one exception might be windows looking into the Great Hall, where most daytime business was carried out. They needed daylight, but at the same time, while glass was still scarce, large windows were also a cold-weather liability.

The top floor had the most windows, since it was unlikely that attackers could make ladders that tall. The roof of a tower keep was always flat and formed a walking surface. Early towers had turrets around the top, so that defenders could hide while shooting through the gap. The corners often had taller towers for better visibility.

More elaborate defensive mechanisms were not yet in use, because the basic idea of defense was to hold out long enough for the regional duke or king to come with a larger army. Just making the house difficult to attack, by having a guarded wall and no ground-floor entrances, was enough to discourage less deliberate attacks. Most castles were never attacked; just being a castle was enough to maintain them as safe seats of regional government.

The rooms inside, especially on the upper levels, were often furnished as nicely as the people could manage. They painted the inside walls, often with murals or flower designs. But most of the rooms were inescapably cold in winter, since fireplaces and chimneys had not yet been invented. The Great Hall was on the second floor, which meant it was supported by timbers. Fire pits for its use had to be built carefully so that the floor didn’t weaken or catch fire. Smoky air was a constant problem.

Latrine chutes were built into the outer walls. Sometimes the latrines hung out over the wall by a little bit, allow waste to drop directly to the ground. One of the dangers of enclosed latrine chutes was that a determined enemy might find a way to climb the wall inside the chute, where guards could not see the attackers until it was too late.

The castle’s aristocratic family probably spent only a few months per year actually living in the castle. They usually had more than one castle and needed to rotate among them to take care of regional government. Manor houses on farms were undeniably more comfortable than these early castles, so they probably included some houses in their annual rotation.

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Motte and Bailey

The first Norman castles were forts in which the invading Norman lords took up personal residence. The earliest design, made of earth and timber, set the pattern that all castles followed after: the motte and bailey.

The motte was the basic tower that stood on a natural or artificial hill. Its core design was to have two stories with living space in the top. The first floor stored supplies.

The bailey was the palisade fence enclosing an area large enough to keep space between it and the inner building, but small enough to see all at once and maintain in defense. It had to be lower than the motte, for visibility.

As the motte turned into a complex building, it was often known as the donjon or keep. The old wooden motte was pulled down in sections to be improved with more stone and stronger construction. Early keeps could be round or square. The round design is known as a “shell keep” and it was based on concentric circles with rooms built into the inner circles. But more often, these early castle keeps were square towers.

Ardres Castle was built in France, in 1117 (about two generations after the Norman Conquest of England). It had three stories and a complex inner structure. The lowest floor was for food storage, but the kitchen was on both the ground floor and the second floor. The lord’s family generally lived on the second floor, which had a Great Hall. The same level also had an infirmary and the baron’s bedroom, as well as rooms for the more important servants. On the third story, there were many rooms for the baron’s children, more servants, and watchmen. Staircases and corridors connected all of the floors so that people could live under one roof as a community.

Rochester Castle, now a ruin, was a masterpiece of its time. The square keep was 38 meters high, and it was located in one corner of a large bailey. It appears to have included a full 3 floors, like Ardres. Several wells were dug inside the keep and had shafts built so that people on top floors could dip buckets into the wells without going down. The interior is now hollow, since the floors themselves were made of wood that subsequently decayed, in the 17th century.

In 1068, William the Conqueror returned to England from a tour of Normandy, and he began building a motte and bailey castle at Cambridge. The Domesday Book (tax registry) says that 27 houses had to be demolished to make room for the new structure, which had a bailey covering 4 acres. I think it must have been highly unpopular with the townspeople.

In Canterbury, the building of a motte and bailey castle cost the king 32 houses: he traded off 21 of them for land, and 11 more were torn down to make the ditch. The motte is still there, standing as a small, steep hill in the middle of a garden. It’s now known as Dane John Hill, because an antiquary decided to introduce a name that sounded like Danes built it, instead of its real name, Donjon Hill—because it’s where the keep was.

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History of castles: 1066

Walled fortresses are nothing new in history. The key distinction between a town and a city in ancient times was whether it had a fortified wall around it. Many cities were walled, with protected gates and fighting posts at stations around the wall. In ancient times, there were also army outposts and forts that were walled and trenched.

What was new about European castles was that the castle was the primary home residence of a single family. Local rulers had always lived in big houses, or somewhat fortified houses, but they lived in the midst of their extended family and loyal followers. They didn’t perceive a constant need for armed protection. In 1066, this changed. The Normans, descendants of Danish Vikings, took over Anglo-Saxon England and imposed a large foreign aristocracy.

Early Norman forts were log stockades on hilltops; where there was no convenient hilltop, they built one. But within a few years, the local Norman barons began to build fortified houses of stone, and in this way the basic castle began to take shape.

King William’s chain of castles, beginning at the coast and reaching inward, is shown here.

It took several centuries for the castle way of life to spread into other parts of Europe. Castles were extremely expensive to build, and they were not easily modified once built. As regional wars and aristocratic rebellions occasionally saw castles destroyed, architects learned how to use even more care in castle construction. Each castle was built to withstand the assaults that had taken out the last castles.

Finally, with the rise of effective, permanent national governments, castles were statements of power and fashion. While they still offered minimal defensive fortification, nobody expected them to suffer any real tests. Bricks, glass windows and flower beds became the norm.

In this series, I’ll trace the development of the castle from its earliest to its later forms.

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